Organic Chemistry 202-SNU-RE • CEGEP, Montreal

Revision sheet: aldehydes and ketones (202-SNU-RE)

The carbonyl is the crossroads of all functional organic chemistry: you reach it by oxidizing alcohols and you leave it toward alcohols, amines, acids and alkanes. A single polarity explains all these reactions.

This sheet leaves the course in your notes and gathers what decides an exam: the site attacked, the order of reactivity, the choice of reducing agent, and the reading of the identification tests.

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The thread of the chapter

A single carbon decides everything: the carbonyl carbon, flat and electron-poor, which nucleophiles attack perpendicular to the plane.

This chapter is part of 202-SNU-RE, Organic Chemistry

The essentials

Geometry and polarity of the carbonyl

  • • The carbonyl carbon is sp2sp^{2}: it and its three neighbours lie in a single PLANE, with angles close to 120120 degrees.
  • • The C=OC=O bond is 122122 pm long, against 143143 pm for a single C−OC-O bond.
  • • Oxygen being much more electronegative, the carbon carries δ+\delta^{+} and becomes ELECTROPHILIC: it is THE site nucleophiles attack.
  • • The attack takes place perpendicular to the plane, and the carbon becomes tetrahedral at the end of the addition.
CORR'δ−δ+120°front view: C sp², flat,δ+ on the carbonCONu⁻Nu⁻≈ 107°side view:one faceor the other
The nucleophile aims at the carbon, never at the oxygen, and arrives above the plane: it is this geometry that makes the attack possible on both faces.

The oxygen, rich in electrons, is attacked only by a PROTON in acid catalysis. Confusing the two sites is the error that makes the whole mechanism wrong from the very first arrow.

Aldehyde more reactive than ketone, for two reasons

  • • One alkyl group FEWER hinders the approach of the nucleophile.
  • • Each alkyl group is DONATING: it lowers the positive charge of the carbon and makes it less electrophilic.
  • • Order: methanal > ethanal > benzaldehyde > propanone, benzaldehyde being in addition stabilized by conjugation with the ring.
OmethanalOethanalOpropanoneincreasing reactivity
From methanal to propanone, each alkyl group added crowds the carbon and gives electrons back to it: the reactivity falls accordingly.

The two effects point the same way, which makes the order very reliable. A question that asks to compare two carbonyl compounds always expects both arguments, not just one.

The nucleophilic additions to know

  • • Water: hydrate. HCNHCN: cyanohydrin. Alcohol: hemiacetal, then ACETAL with two equivalents and acid catalysis.
  • • PRIMARY amine: IMINE. SECONDARY amine: ENAMINE. Formation is optimal near pHpH 44 to 55, hence a bell-shaped curve.
  • • NaBH4NaBH_{4} or LiAlH4LiAlH_{4}: alcohol. Grignard reagent: alcohol with chain LENGTHENING.
  • • NaBH4NaBH_{4} is mild and reduces ONLY aldehydes and ketones; LiAlH4LiAlH_{4} also reduces esters, acids, amides and nitriles.
OCH₃NH₂primary amineNCH₃propanoneimineO(CH₃)₂NHsecondary amineNH₃CCH₃propanoneenamine
The same ketone gives an imine with a primary amine and an enamine with a secondary amine: it is the number of hydrogens on the nitrogen that decides.

The acetal is stable in BASIC medium and rehydrolyzes in aqueous acid: this is what makes it the protecting group of the carbonyl, and the question expects both steps.

Alpha acidity and identification tests

  • • Alpha pKapK_{a}: aldehyde 1717, ketone 2020, ester 2525, but only 8.98.9 for a 1,3-dicarbonyl compound, against more than 5050 for an alkane.
  • • The ENOLATE formed is stabilized by resonance, on the carbon AND on the oxygen.
  • • 2,4-DNPH: orange precipitate with ANY carbonyl. Tollens: silver mirror with ALDEHYDES only. Fehling: brick-red precipitate, aldehydes only.
  • • Iodoform: yellow precipitate with METHYL KETONES and ethanol.
Obase− H⁺O−↔O−propanonepKa ≈ 20 at alphaenolate: charge on C or on Oalkane, no carbonyl: pKa > 50
Removing the alpha hydrogen gives an enolate: the charge is spread over the carbon AND the oxygen, which an alkane cannot do.

The four tests are read together: the first says there is a carbonyl, the second and the third separate aldehyde from ketone, the fourth spots a methyl ketone.

The mistakes that cost marks

These are the errors I correct most often in session. Each one costs marks on a paper, even when the reasoning behind it is right.

1. Attacking the oxygen instead of the carbon

3 points, the whole mechanism is wrong from the first arrow

What not to write

“The nucleophile, negatively charged, binds to the oxygen of the carbonyl.”

What to write

“The oxygen is already rich in electrons: it is the CARBON, carrying δ+\delta^{+}, that the nucleophile attacks.”

COδ+δ−Nu⁻COδ+δ−Nu⁻on C: yeson O: no
The nucleophile aims at the δ+\delta^{+} carbon; the oxygen, already rich in electrons, repels it and receives only a proton.

Why: Two charges of the same sign repel each other. Only a proton, in acid catalysis, binds to the oxygen, and it does so precisely to make the carbon even more electrophilic.

2. Believing the ketone is more reactive than the aldehyde

1.5 points, and the complete ranking of a series

What not to write

“The ketone carries two alkyl groups, so it is richer and more reactive.”

What to write

“These two groups hinder the approach AND donate electrons to the carbon: the ketone is LESS reactive than the aldehyde.”

Why: The reactivity of an electrophile increases when its positive charge increases and when its access is open. Alkyl groups work against both criteria at once.

3. Reducing an ester with borohydride

2 points, and a synthesis that does not work

What not to write

“NaBH4NaBH_{4} reduces the ester group to a primary alcohol.”

What to write

“NaBH4NaBH_{4} reduces ONLY aldehydes and ketones; for an ester, LiAlH4LiAlH_{4} is needed, in anhydrous medium.”

OOONaBH₄methanolOHOOmethyl 5-oxohexanoateonly the ketone is reducedthe ester stays intact
Same molecule, two carbonyls: NaBH4NaBH_{4} reduces the ketone to an alcohol and leaves the ester, stabilized by its neighbouring oxygen, intact.

Why: Borohydride is a mild hydride donor, reactive enough for an isolated carbonyl but not for a carbonyl already stabilized by a neighbouring oxygen. It is precisely this selectivity that makes it useful.

4. Reacting a ketone with the Tollens reagent

2 points on the identification question

What not to write

“Propanone gives a silver mirror, like any carbonyl compound.”

What to write

“Tollens oxidizes the aldehyde to an acid: a ketone has no hydrogen on the carbonyl carbon and does not react.”

COHCOCH₃H₃Cpropanal: one H onthe functional carbonpropanone:no HTollens: mirrorTollens: nothing
The aldehyde carries a hydrogen on the functional carbon, which Tollens removes; the ketone has none and does not react.

Why: Oxidation requires a hydrogen carried by the functional carbon, exactly as for alcohols. The ketone has none, which makes Tollens the test that separates the two families.

5. Taking iodoform for a general test of ketones

1.5 points, and a structure wrongly assigned

What not to write

“The yellow precipitate confirms that it is a ketone.”

What to write

“Iodoform responds only to METHYL KETONES and ethanol: a heavier symmetric ketone gives a negative test.”

OObutanone: CH₃ onthe carbonylpentan-3-one: noCH₃ on the carbonyliodoform: yellow precipitateiodoform: nothing
Iodoform requires a CH3CH_{3} carried by the carbonyl carbon: butanone has it, pentan-3-one, though a ketone, does not.

Why: The test requires a CH3CH_{3} group carried by the functional carbon, the only pattern able to give the three successive iodinations. It is a test of PATTERN, not of functional group.

6. Believing an acetal stable in aqueous acid

2 points, and the deprotection step is missing from the synthesis

What not to write

“Once the acetal is formed, the carbonyl is protected under all conditions.”

What to write

“The acetal is stable in BASIC medium and toward hydrides, but it rehydrolyzes in aqueous acid: this is how it is deprotected.”

OOacetal ofpropanoneHO⁻, NaBH₄, RMgX: nothing happensO+HOCH₂CH₂OHH₃O⁺deprotection in aqueous acid
The acetal ignores bases, hydrides and Grignard reagents, but acidic water gives back the ketone and the diol: every protection is written with its deprotection.

Why: Formation is an equilibrium shifted by removing the water; adding it back reverses the equilibrium. A protection is always written together with its deprotection.

7. Confusing imine and enamine

2 points, and the product drawn does not exist

What not to write

“The secondary amine gives a substituted imine.”

What to write

“A secondary amine has only one hydrogen left on the nitrogen: elimination takes place toward the neighbouring carbon and gives an ENAMINE.”

Why: Imine formation consumes TWO hydrogens of the nitrogen, one for the addition and one for the dehydration. With only one available, the double bond forms elsewhere.

8. Forgetting that imine formation depends on pH

1.5 points on the conditions question

What not to write

“We acidify strongly to catalyze the formation of the imine.”

What to write

“The curve is BELL-SHAPED: near pHpH 44 to 55. Too acidic, the amine is protonated and stops being nucleophilic.”

02468101214pHrate of imine formation4.5too acidic:aminetoo basic: the OH of thecarbinolamine does not leaveprotonated
The rate goes through a maximum near pH=4.5pH=4.5: too acidic, the amine is protonated; too basic, the −OH-OH of the carbinolamine does not leave.

Why: Two requirements oppose each other: enough protons are needed to activate the carbonyl, and enough free amine to attack. The optimum is therefore a compromise, not an extreme.

9. Choosing Clemmensen or Wolff-Kishner at random

1.5 points on the synthesis question

What not to write

“Both turn the carbonyl into CH2CH_{2}, so either will do.”

What to write

“Clemmensen works in strongly ACIDIC medium, Wolff-Kishner in hot BASIC medium: the choice depends on what the rest of the molecule can stand.”

Why: A molecule carrying an acetal does not survive the acidic medium; a molecule carrying an ester does not survive hot sodium hydroxide. The result is the same, the conditions are not.

Which method to choose

Which reagent for which transformation of the carbonyl

Look at the functional group aimed at in the product.

  • If you want an alcohol without changing the chain → NaBH4NaBH_{4}, mild and tolerant of water

    Example: a ketone gives the corresponding secondary alcohol

  • If you want an alcohol with a LONGER chain → Grignard reagent, then hydrolysis

    Example: the Grignard reagent brings its whole group

  • If you want an amine → reductive amination: imine formed, then reduced

    Example: the carbonyl is not reduced directly to an amine

  • If you want to make the carbonyl disappear completely → Clemmensen in acidic medium, or Wolff-Kishner in basic medium

    Example: the carbon becomes a simple CH2CH_{2}

  • If you want to PROTECT the carbonyl while another reaction is carried out → acetal with a diol and acid catalysis, then acid hydrolysis at the end of the synthesis

    Example: protect a ketone to reduce an ester with LiAlH4LiAlH_{4}

Every protection is written with its deprotection: a synthesis that installs an acetal without removing it does not give the product asked for, and loses the conclusion mark.

Identifying a compound by its tests

Apply the tests in this order, from the most general to the most specific.

  • If 2,4-DNPH gives an orange precipitate → there is a carbonyl, aldehyde or ketone

    Example: no distinction at this stage

  • If Tollens gives a silver mirror → it is an ALDEHYDE

    Example: Fehling would give the same verdict, in brick red

  • If Tollens is negative but DNPH positive → it is a KETONE

    Example: propanone

  • If iodoform gives a yellow precipitate → there is a methyl ketone pattern, or ethanol

    Example: butanone is a methyl ketone

  • If all the tests are negative → there is no carbonyl: look for an alcohol, an ether or an acetal

    Example: an acetal responds to none of these tests

The tests are combined with the degree of unsaturation calculated from the molecular formula: a degree of 11 and a positive DNPH often suffice to conclude.

How the answer is expected to be written

A marker ticks steps. Here they are in order, with the concluding sentence expected word for word.

Writing up a nucleophilic addition

When to use it: The question asks for the mechanism of an addition to an aldehyde or a ketone.

  1. 1 State whether the medium is basic or acidic: this decides the first arrow.
  2. 2 In basic medium, have the nucleophile attack the CARBON, and show the lone pair rising onto the oxygen.
  3. 3 In acidic medium, protonate the oxygen first, then have the neutral nucleophile attack.
  4. 4 Finish with the protonation or deprotonation that makes the product neutral.

Concluding sentence

“In basic medium, the ion attacks the carbonyl carbon; the alkoxide formed is then protonated during the final workup.”

The trap: Writing an attack of the nucleophile on the oxygen, or forgetting the final protonation step, which is worth a mark of its own.

Marking: 1 mark for the site attacked, 1 mark for the arrow of the addition, 1 mark for the final step, 1 mark for the neutral product.

Identifying a compound from its tests and its molecular formula

When to use it: The question gives a molecular formula and a series of tests.

  1. 1 Calculate the degree of unsaturation and say what it allows.
  2. 2 Interpret each test in order, writing what it rules out.
  3. 3 Propose a structure compatible with ALL the observations.
  4. 4 Check that the proposed structure gives back each test result.

Concluding sentence

“The degree of unsaturation is 11, DNPH is positive and Tollens negative: it is a ketone; the positive iodoform requires a methyl group, hence butanone.”

The trap: Stopping at the first compatible test without checking that the structure also explains the NEGATIVE tests.

Marking: 1 mark for the degree of unsaturation, 1 mark per test interpreted, 1 mark for the verified structure.

Check before you hand in

Five minutes of checking recover more marks than one more problem started in a hurry.

The typical problem, taken apart

Identifying a compound of formula C4H8O

A compound of formula C4H8OC_{4}H_{8}O gives an orange precipitate with 2,4-DNPH, gives no silver mirror with the Tollens reagent, and forms a yellow precipitate with diiodine in basic medium.

Determine its structure and justify each observation.

2,4-DNPHTollensiodoformorangemirroryellowany carbonylaldehydes onlymethyl ketonesaldehyde or ketonenot ketonesand ethanol
The three tests and what each one settles: the first establishes the carbonyl, the second rules out the aldehyde, the third requires a methyl on the functional carbon.

Step 1

Degree of unsaturation: 2×4+2−82=1\dfrac{2\times 4+2-8}{2}=1.

Why

The oxygen does not count in the formula. A single degree allows either a double bond or a ring: the first test will decide.

Step 2

DNPH positive: there is a carbonyl group, hence a C=OC=O bond and not a ring.

Why

This test responds to every aldehyde and every ketone, without telling them apart. It uses up the available degree of unsaturation and rules out alcohols, ethers and rings.

Step 3

Tollens negative: it is not an aldehyde, so it is a ketone.

Why

Oxidation by Tollens requires a hydrogen carried by the functional carbon. Its absence is here as useful a piece of information as a positive test.

Step 4

Iodoform positive: the carbonyl carbon carries a CH3CH_{3} group.

Why

The test requires exactly this pattern, which alone allows the three successive iodinations followed by cleavage. It therefore points to a methyl ketone.

Step 5

Structure: butanone, CH3−CO−CH2−CH3CH_{3}-CO-CH_{2}-CH_{3}.

Why

It is the only four-carbon ketone carrying a methyl on the carbonyl. Propanone has only three carbons, and butanal would be an aldehyde.

Step 6

Check: butanone does give DNPH positive, Tollens negative and iodoform positive.

Why

We go back from the structure to the three observations, the negative one included. It is this rereading that distinguishes a justified answer from a guessed one.

The conclusion, written out

“The compound is butanone: 2,4-DNPH establishes the carbonyl, the negative Tollens test rules out the aldehyde, and iodoform requires the methyl group carried by the functional carbon.”

The classic mistake on this problem: Concluding butanal as soon as DNPH is positive, without reading the negative Tollens result, which precisely rules out aldehydes.

Learn by heart

  • • The carbonyl carbon is sp2sp^{2}, flat, δ+\delta^{+}: it is THE one you attack, perpendicular to the plane.
  • • Aldehyde MORE reactive than ketone, for two cumulative reasons: less crowding and less donor effect.
  • • NaBH4NaBH_{4}: aldehydes and ketones only. LiAlH4LiAlH_{4}: also esters, acids, amides and nitriles.
  • • Primary amine: IMINE. Secondary amine: ENAMINE. Optimum near pHpH 44 to 55.
  • • The acetal protects the carbonyl: stable in base, hydrolyzed in aqueous acid.
  • • Alpha pKapK_{a}: aldehyde 1717, ketone 2020, ester 2525, 1,3-dicarbonyl 8.98.9.
  • • DNPH: any carbonyl. Tollens and Fehling: aldehydes only. Iodoform: methyl ketones and ethanol.

Frequently asked questions

Why does the nucleophile attack the carbon and not the oxygen?

Because the oxygen, much more electronegative, draws the electrons of the bond toward itself and ends up electron-rich, while the carbon becomes electron-poor. A nucleophile, which brings electrons, therefore goes to the depleted site. Only a proton binds to the oxygen, and it does so precisely to make the carbon even more attractive.

Why is an aldehyde more reactive than a ketone?

For two reasons that add up. First, it carries one alkyl group fewer, so access to the carbon is more open. Second, each alkyl group donates electrons to the carbon and lowers its positive charge, which makes it less attractive to a nucleophile. The ketone combines both handicaps.

When should borohydride be used rather than aluminium hydride?

Sodium borohydride is enough whenever there is only an aldehyde or a ketone to reduce, and it tolerates water and alcohols, which greatly simplifies handling. Lithium aluminium hydride is reserved for esters, acids, amides and nitriles, and it requires perfectly anhydrous ether.

What is the difference between an imine and an enamine?

The imine has a double bond between carbon and nitrogen, and comes from a primary amine, which has two hydrogens on the nitrogen. The enamine has a double bond between two carbons, with the nitrogen on one of them, and comes from a secondary amine, which has only one hydrogen available.

How do you tell an aldehyde from a ketone in the laboratory?

Both give an orange precipitate with dinitrophenylhydrazine, which establishes only the presence of a carbonyl. It is the Tollens reagent that separates them: it gives a silver mirror with aldehydes and has no effect on ketones, for lack of a hydrogen on the functional carbon. The Fehling test gives the same verdict.

Practise it

Corrected exercises: Aldehydes and ketones, 202-SNU-RE

A method is proved on a paper, not on a sheet. The set for the same chapter takes each of these traps into a problem, with the solution written out step by step.

  • 15 corrected exercises
  • 150 points
  • 225 minutes
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Previous sheet Alcohols, phenols and ethers Next sheet Carboxylic acids and their derivatives

© Ahmed Squalli Houssaini. Revision sheet published at www.letuteurscientifique.ca/en/fiches/cegep-snu-aldehydes-ketones. Free for personal and classroom use; republishing it elsewhere requires written permission (legal notice).

See also

Looking for a 202-SNU-RE tutor in Montreal?

Get in touch for a first session. The carbonyl is not a list of reactions to memorize: it is an electrophilic carbon, and every reaction in the chapter follows from it. That is the method set up here.

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